I’m Kate Dewhirst.

My team and I write about legal issues affecting healthcare in Canada.

Kate Dewhirst Health Law - bringing the law to life. Meet Kate (in 13 seconds)

Check-ins: The Importance of Performance Reviews to the Hospital Credentialing Process

Posted by

Physicians (as well as dentists, midwives and some NPs) working at hospitals in Ontario must undergo an annual credentialing process to receive privileges.  The initial application process to consider a new physician brings with it the highest levels of scrutiny. Subsequent renewals of physician privileges are perceived as more of a formality and sometimes even a nuisance.

Hospitals beware! The passive annual renew of privileges without any scrutiny of a physician’s performance can pose problems.  If a physician presents problems, there is often a lack of foundation upon which to justify the denial of the privileges renewal application. If years have gone by without documenting and addressing low level (or worse) behavioural, competence, or resource utilization problems – trying to take action can lead to privileging disputes and even litigation.

We recommend that hospital Chiefs conduct annual performance reviews for all professional staff in their department or division.

An application for reappointment that goes to the Medical Advisory Committee and hospital Board for consideration should contain feedback from the Chief. That feedback should be thoughtful and deliberate, as it is afforded significant weight.

Performance reviews can take many forms:

  • Ideally, there is a discussion at least once per year between the Chief and each professional staff member. Also ideally, there is an opportunity for the professional staff to share their successes and respond to any concerns.
  • Otherwise, a performance review could be a written review of the member’s credentialing file or the Chief’s notes to file to review compliments, concerns or complaints about the member that have arisen in the year.
  • The review could include conversations with other departmental or divisional leaders including identifying professional staff who are succeeding and the ones who are struggling (if any).

Note, if there have been concerns with a physician, those concerns should be addressed as they arise during the year. Problems should not wait until performance review time. At the time of re-appointment, the Chief must reassess those concerns and decide whether there is anything giving rise to the need to reconsider the member’s duties, privileges and relationship with the hospital. Chiefs must get advice before taking any action to restrict a member’s activities within the hospital.

Acknowledging that some hospitals have hundreds of physicians, performance review time can be daunting.  To combat overload, some hospitals institute “major” and “minor” reappointment processes.

  • If there are no major successes or problems identified, professional staff go through a “minor” reappointment process that is expedited. So long as the individual continues to meet the criteria for reappointment, the individual’s application is supported.
  • But every few years, on a rotating basis to reduce the numbers, every member of the professional staff undergoes a “major” review which includes a more formal performance review and higher level of attention and scrutiny to the member’s successes and challenges. This ensures that a hospital takes the opportunity to connect with each member of the professional staff and hear from them directly. That contact creates opportunities for the hospital to learn about its staff and to protect against low level problems that overtime undermine patient safety, collegiality and efficiency.

Not sure what Chiefs should be thinking about during performance reviews? Here are our suggestions:

  • Have there been any compliments or complaints regarding the staff member’s bedside manner, competence, use of hospital resources or collegiality?
  • Have there been any accomplishments of note? Should these be brought to the attention of the Credentials Committee or Medical Advisory Committee?
  • Have there been any concerns relating to the staff member’s occupational health and safety practices, competence, capacity or conduct?
  • Have there been any academic accolades or problems?
  • Have there been any research achievements or concerns?
  • Have there been any regulatory college reports about the professional staff member?
  • Has the staff member demonstrated an ability to:
  1. provide patient care at an appropriate level of quality and efficiency;
  2. work and communicate with, and relate to, others in a cooperative, collegial and professional manner;
  3. communicate with, and relate appropriately to, patients and patients’ relatives and/or substitute decision makers;
  4. participate in the discharge of staff, committee and, if applicable, teaching responsibilities, and other duties appropriate to staff category;
  5. communicate satisfactorily in English both orally and in writing;
  6. meet an appropriate standard of ethical conduct and behaviour;
  7. govern themselves in accordance with the requirements set out in the hospital’s Bylaws, mission, vision and values, Rules and Regulations and Policies?

Interested in more privileging content? The Ontario Hospital Association’s 2021 Professional Staff Credentialing Toolkit is chock full of amazing content. And it is FREE!

 


If you enjoyed this article please share it:


Previous and next posts from Kate:

Some of Kate’s recent and upcoming events

Free healthcare privacy webinar - ask me anything!
the first Wednesday of every month

Free webinars - advance registration needed

Whether you're an experienced privacy officer or new in the field, pick Kate’s brain for free for an hour, in this live webinar. No charge, but you’ll need to register in advance.

Health Privacy Officer Foundations training
April 13, 20, 27, May 4, 11, 18, 25 2022 Coming Soon: Fall 2022 Next Program

For Privacy Officers within healthcare organizations.

This course focuses on how to become a more confident privacy officer and gives you the tools to document your privacy program. Full details and registration here...

Join the Shush: a collective of health privacy officers
Annual membership 2022

For Privacy Officers within healthcare organizations

This is an annual membership program that takes theory into practice and tackles real life scenarios to build Privacy Officer skills.
Full details and registration here.

Primary care webinars: Employment Law Update & Legal Issues for EDs and Board members

Part of Kate’s monthly webinar series.

Our May program will address progressive discipline and in June we discuss the key responsibilities Boards need to know in primary care.
Full details of the 2022 webinar series and registration here.

Team Privacy Training Events
May 2, 9, 26, 27

For Primary Care clinics, Hospitals, Community Agencies, Mental Health Teams, Public Health Units, School Boards, Police departments

Kate trains health professionals from many more health care organizations how being privacy-respectful can improve therapeutic relationships. More details...

Ontario Hospital Association Professional Staff Credentialing Toolkit

2nd Edition is now available for managing physicians, dentists, midwives and nurse practitioners in hospitals Read here...

Free summary of all PHIPA IPC decisions

Want to read privacy breach stories to learn how to improve your work? We have summarized all the Information and Privacy Commissioner's health privacy decisions for you Download here...

Kate Dewhirst Health Law

Kate says:

My mission is bringing the law to life. I make legal theory understandable, accessible and fun! I’m available and love to work for all organizations in the healthcare sector across Ontario and beyond.

Subscribe to my mailing list and keep up to date with news:

Latest Tweets

[IPC Decision 178] Correction Requests: Applying the “Professional Opinion/Observation” Exception -- Written by Sar… https://t.co/kgnfDWgpLu

12:00 PM Jun 24th


contact details

P.O. Box 97010 Roncesvalles
Toronto Ontario M6R 3B3

(416) 855 9557

.